Compliance Manager

Due to senior management retirement and a company restructure, our client who are a Gloucestershire based and directly authorised IFA firm require a Compliance Manager.

Taking responsibility for the firm’s compliance function (not including SMR 16/17) is the core responsibility to this role, covering compliance and regulatory oversight.

The candidate will need to have compliance experience within an IFA firm and a full appraisal of the role including remuneration is available on enquiry.

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