Investment and Pensions Advice File Review Role

Role Overview
Our client, based in Liverpool, is seeking a candidate with experience in the field of investment and pensions advice, specifically regarding file checking and business review work.
Key Responsibilities
• Conduct thorough file checks and reviews of investment and pensions advice provided to clients.
• Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.
• Assess recommendations made by Advisers to ensure they are suitable for clients’ specific personal situations.
• Complete Compliance review reports, identify issues and trends and ongoing monitoring
Full job description and remuneration details can be supplied with the above giving a snapshot of the type off role and experience requires