Senior Compliance Consultant -General Insurance

Hybrid role with 80% homeworking and 20% in the Warwickshire office

Salary of 80k, plus company bonus to 25%.

Our client has an opportunity for a Senior Compliance Consultant within their general insurance division. You’ll communicate regulatory standards to senior managers, and influence and challenge where appropriate

As part of the wider Risk function, the Compliance Consultancy team ensures our client is abiding by Financial Conduct Authority (FCA) regulations, so you’ll play a key part in maintaining the reputation, integrity, guiding and supporting the business to ensure customers remain at the heart of our business.

Your leadership will be instrumental in managing and coaching the General Insurance section of the Compliance Consultancy team to interpret and communicate regulatory changes, partner with key stakeholders.

You’ll play a key part in facilitating FCA thematic reviews and anticipate and escalate actual and emerging conduct risks. You’ll assist in reporting to the key governance committees, providing valuable management information, regulatory updates and insights from consultancy activity. Additionally, you’ll recommend and implement procedural enhancements to optimise consultancy activities and increase efficiency.

About you:

You’ll have a detailed understanding of risk and compliance management, with demonstrable leadership skills and the ability to manage an engaged, proactive team of risk professionals.

A strong relationship builder, you will be able to demonstrate your ability to adapt yourself to suit different audiences and investigate issues in a diplomatic manner. You build effective networks at a senior level to help you engage and influence both internal and external stakeholders.

With a focus on interpreting and communicating regulation, you’re a risk professional who can communicate technical information effectively to non-technical audiences.

Contact admin@resourcematters.co.uk or 08002335516

#complianceconsultant #fca #generalisurance #risk #compliancemanagement

Our clients Para Planning Manager role is to support the Paraplanning team in providing, implementing and reviewing strategies and advice to private and corporate clients. Candidates will need paraplanning experience and be proficient with intelligent Office Analytics and Dynamic Planner.

Experience of dealing with all aspects of advice, such as Inheritance Tax Planning, Trusts, Bonds and higher risk investment such as EIS/VCT/BPR.

Level 4 diploma is required and working towards chartered status would be an advantage

#paraplanner #paraplanning #manager #independantfinancialadvice

Contact – 0800 2335516 or hello@resourcematters.co.uk

These Audit Senior and Audit Managers roles are varied whilst working with our clients Audit Partners to ensure audit quality and excellent client service, actively driving all stages of the audit.

What we need by way of candidate experience

Ideally you will:_

– Be ACA or ACCA qualified, with experience in a similar role
– Travelling distance to Bristol and/or Taunton
– Be a confident and collaborative team player with experience of coaching or leading others
-Have a record of delivering outstanding customer service to clients and inspiring others to do the same within an audit role

Salaries vary dependant on the role and are truly negotiable depending on experience.

Contact hello@resourcematters.co.uk or 08002335516

#audit #auditsenior #auditmanager

This Financial Presenter/ Coach vacancy is primarily a home-based role with good communication links would be an advantage. The role is with our wealth management client who provides financial education in the workplace helping employees understand how to maximise their wealth and facilitate access to Financial Consultants. Candidates need to be experienced presenters with gravitas within the FS regulated investment /pensions space and ideally RO4 and above.

Contact 0800 2335516 or hello@resourcematters.co.uk

Our client is a Southwest accountancy firm with a wealth management division. They have an opening for a Financial Consultant (Diploma 4 qualified) to specifically look after their workplace pension clients.
The candidate whilst being an Adviser with experience, may however be earlier in their career. They will need to be competent with presenting/public speaking.
Most of our client’s team are based in Taunton, but there is some flexibility to be located elsewhere providing regular travel to Taunton is within reason
If you are a qualified Financial Adviser seeking a new role then contact us and we can discuss further, including suitability, salary and overall remuneration.
T: 0800 233516
e: hello@resourcematters.co.uk

This role will be attractive to an adviser who is seeking an employed contract with access to clients whilst being surrounding by an excellent support structure. Also, offering the flexibility to find a work / life balance is tremendously important. The adviser will build new client relationships whilst developing existing ones and be rewarded with a competitive salary, quarterly and yearly bonus, car allowance, pension, and other employee benefits.

If you are Level 4 dip or above and are seeking a new employer, then contact us.

Tel: 0800 2335516 hello@resourcematters.co.uk

Our IFA directly authorised client has a home-based Financial Advice role to focus on their existing clients to meet the appropriate level of servicing. This is a busy review role but not detracting from the new business opportunities that arise.
In addition to a salary, there is a very competitive bonus paid on all new business due to zero salary validation. In addition, a competitive employee befits package is on offer
Candidates need be competent adviser status, level 4 dip, compliantly strong and have an activist mentality
Contact 0800 2335516 or hello@resourcematters.co.uk

Employed remuneration package + Paraplanning + client portfolio
Our national IFA and directly authorised client seeks an experienced Independent Financial Advisor to provide holistic financial planning. This home-based role will give diary autonomy and importantly an existing client portfolio to service and develop further. Para planning and back-office support is available from a central head office together with other support functions expected within a regulated role

Your Qualifications / Experience
Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning
Competent Adviser Status achieved
Min of 2 years in an holistic financial planning role

Contact 0800 2335516 or hello@resourcematters.co.uk

Employed remuneration package + Paraplanning + client portfolio

Our national IFA and directly authorised client seeks an experienced Independent Financial Advisor to provide holistic financial planning. This home-based role will give diary autonomy and importantly an existing client portfolio to service and develop further. Para planning and back-office support is available from a central head office together with other support functions expected within a regulated role

Your Qualifications / Experience
Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning
Competent Adviser Status achieved
Min of 2 years in an holistic financial planning role

Contact 0800 2335516 or hello@resourcematters.co.uk

This Financial Planner vacancy is home based with Bracknell being a central location for clients.

Affinity linked, our client offers an employed package with salary (negotiable), bonus scheme, car allowance and strong employee benefits. It’s the access to clients that’s fundamental and will driver for success.

Candidates will need to be level 4 diploma and ideally already in a financial planning role. However, candidates from client facing roles e.g. mortgage advisers will also be considered.

Contact hello@resourcematters.co.uk or 0800 233 5516

#financialplanning #financialadvice #financialconsultant #finacialadviser