Financial Services Recruitment Specialists

New role -Quality Monitoring Officer – Cheltenham

Our client is a strong financial services organisation who requires a quality monitoring officer to monitor and support the quality of advice provided by financial advisers in line with FCA regulation.Qualifications: Mandatory: QCA Level 4 qualified, otherwise to CF/FPC level [or equivalent] with progress towards Level 4 ]Experience: Mandatory: Experience of working in regulated financial services (Inc investment) Desirable: Experience of working in a compliance monitoring environment The salary is negotiable a depends on experience

A Sample of roles currently open

by Paul Standen 0 Comments

BDM role x 2– Indemnity Insurance – residential house market, 103k OTE / Package. Buckinghamshire and Midlands
Seminar presenter to employees of large corporate. Wealth , tax and pensions subjects. Competitive package. Home based around Beds, Herts or Cambridgeshire
Financial Consultants –Home Based, Strong client support and vacancies nationwide. Negotiable basic salaries
Head of risk/ compliance – Birmingham IFA firm –top end package for a top role within a national IFA
T&C supervisor IFA firm – Birmingham


AF3 Pension Planning, the CII’s notoriously technical advanced pension exam, is being withdrawn in April 2018. With an average pass rate of just 31.41% in 2015